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Part of DAPB3051 Identity Verification and Authentication Standard for Health and Care, Authorisation Use Case: Proxy

Appendix A: Ways to evidence a basis for access if the patient is not capable of providing informed consent

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Current chapter – Appendix A: Ways to evidence a basis for access if the patient is not capable of providing informed consent


Valid and applicable lasting powers of attorney for health and welfare or powers granted to court-appointed personal welfare deputies 

Patients without capacity can be supported in their care by health and welfare attorneys and court-appointed deputies.  

You must confirm that the patient lacks capacity before granting access on the basis of a decision by a health and welfare attorney or court-appointed deputy. 

Authoritative sources you can use to establish if a proxy is an attorney or court-appointed deputy 

You can use the Find out if someone has an attorney, deputy or guardian acting for them service to check if a proxy is:  

  • a health and welfare attorney. This could be on the basis of a lasting or enduring power of attorney. 

  • a deputy of the courts appointed to care for someone 

Where the attorney has given you an access code using the Use a lasting power of attorney service, you can use the View a lasting power of attorney service to view their LPA. 

Documentary evidence you can use to establish if a proxy is an attorney or court-appointed deputy 

  • a certified lasting power of attorney 

  • a court order appointing the proxy as a patient's personal welfare deputy 

Evidence in respect of a child

Documentary evidence you can use to establish parental responsibility 

  • parents being named on a birth certificate 

  • parents being named on an adoption certificate 

  • parents being named on a court-issued parental order 

  • parents being named on a parental responsibility agreement 

  • parents being named on a parental responsibility order 

  • parents being named on a special guardianship order 

  • a local authority with a care order or interim care order 

  • step-parents being named on a step-parental responsibility order 

Evidence to help you understand the extent to which parents share responsibility for a child 

Parental responsibility is not normally affected by a separation between parents. 

Parents in possession of a child arrangements order or consent order will still share responsibility for the child even if they are separated. 

It is a parent's role in a child’s life which should influence the decision on whether granting proxy access is necessary, and at which level.  

Evidence to help you understand when it might not be appropriate for all parents to have access 

Parents in possession of a prohibited steps or specific issue order may specify that access is curtailed on this basis.  

You should seek advice from a medical indemnity body in complex cases of parental responsibility. 

Evidence to help you identify when a local authority and/or foster parents need to be involved in the child’s care (whether or not they have parental responsibility for the child) 

  • a child being cared for under a care order 

  • a child being cared for under a voluntary order 

  • a child being on a child protection plan 

  • a child being cared for under an emergency protection order 

  • a child being cared for under a supervision order 

Health and care organisations can use the Child Protection Information Sharing service to identify when a child is cared for, where they have a legal basis to do so.  

Authoritative sources you can use to help you establish parental responsibility 

  • Personal Demographics Service records 

  • General Registry Office records 

 


Last edited: 6 May 2026 4:32 pm


Chapters

  1. DAPB3051 Identity Verification and Authentication Standard for Health and Care, Authorisation Use Case: Proxy
  2. Glossary
  3. Use of the terms "must" and "should" in this guidance
  4. 1.0 Overview
  5. 1.1 Purpose of this standard
  6. 1.2 Who this standard applies to
  7. 1.3 What this standard does not cover
  8. 1.4 Compatibility with other standards and guidelines
  9. 2.1 Types of proxy access: formal and informal proxy access
  10. 2.2 Types of proxy access: Records access by a clinical professional
  11. 3.0 Roles and responsibilities
  12. 4.0 Grant proxy access
  13. 4.1 Assess if access is appropriate
  14. 4.1.1 Establish whether access is necessary
  15. 4.1.2 Establish whether access is relevant
  16. 4.1.3 Establish whether access is safe
  17. 4.2 Establish a basis for access
  18. 4.3 Check evidence relevant to the basis for access
  19. 4.3.1 Verify the proxy and patient’s identity
  20. 4.3.2 Understand if the patient has the ability to consent
  21. 4.3.3 Obtain the patient’s informed consent to proxy access, if appropriate
  22. 4.3.4 Verify evidence of a basis for access if the patient cannot consent
  23. 4.4 Redact sensitive information based on what is being shared
  24. 4.5 Audit decisions about proxy access
  25. 4.6 Communicate the outcome of a decision to grant or deny proxy access
  26. 5.0 The scope of proxy access
  27. 6.0 System audit of proxy access
  28. 7.0 Managing proxy access
  29. 7.1 Ongoing reviews of proxy access
  30. 7.2 Age and development based reviews of access
  31. 7.3 Time-bound reviews of access
  32. 7.4 Wider events that materially affect proxy access
  33. Appendix A: Ways to evidence a basis for access if the patient is not capable of providing informed consent
  34. Appendix B: Driver diagram articulating the strategic aims of this information standard